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Securities Licensed Sales Assistant II
From:
Company: Fifth Third Bank (see all of this employer's jobs)
424 Church Street
, 37219
United States
Contact: recruiter
Apply by eMail:15326649.185@jobfrenzy1.com
Apply by eMail:15326649.185@jobfrenzy1.com
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Job Reference ID:
DF15326649
Category:
Accounting/Finance/Banking
Duration:
Full Time
City, ST:
Louisville, Kentucky
Country:
United States |
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Description:
GENERAL FUNCTION: The Securities Licensed Sales Assistant provides sales support to registered securities representatives (e.g., Investment Executives, Sr. Investment Specialists or Wealth Management Advisors), as well as executes trades on smaller accounts. The Licensed Sales Assistant has a strong understanding of the brokerage industry, trading operations and the Bank's brokerage products. Work is often performed under the supervision of registered securities representatives. ESSENTIAL DUTIES and RESPONSIBILITIES: * Ensures that all assigned trading transactions are executed in a timely and accurate manner, and that all documentation is maintained to standards. * Supports one or more registered representatives, or those with large books of business. * Solicits additional customers for registered securities representatives. * Has regular contact with clients regarding their accounts, under the supervision of a registered securities representative. * Executes orders for clients at the direction of the registered representative. * Opens new customer accounts at the direction of the Registered Representative. * Works with Banking Center and Private Bank personnel to increase sales and referral opportunities. * Handles various administrative functions for the registered securities representatives. * Performs various projects as needed. * Ensures that all trading activity complies with federal and internal compliance regulations and guidelines. SUPERVISORY RESPONSIBILITIES: None
Requirements:
MINIMUM KNOWLEDGE, SKILLS AND ABILITIES REQUIRED: * High school diploma or equivalent, college degree preferred. * Series 7 and 66, or 7, 63 and 65 required. * At least 3 to 5 years of brokerage industry experience. * Strong understanding of the Brokerage Industry. Prior Brokerage experience required. * Excellent communication and organizational skills. * Must be able to work independently with limited supervision. * Must be able to prioritize and effectively manage multiple tasks at once.
Education: Not Specified
Experience: Not Specified
Travel: None
Apply by eMail:15326649.185@jobfrenzy1.com
Apply by eMail:15326649.185@jobfrenzy1.com
Job Created:
Wed Oct 14 2009 04:27:39 AM
Last Modified: Wed Oct 14 2009 04:27:39 AM
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